Vontobel Swiss Financial Advisers

Overview

Vontobel Swiss Financial Advisers is a corporation that operates as both a broker-dealer and an investment adviser focused on portfolio management for individuals and small businesses. The firm is SEC-registered (since 2004) and is owned in part by a foreign entity and individuals. It bills clients on a percentage-of-assets-under-management basis and reports being an active ESG investor. On the regulatory and operational side, the firm is classified as a qualified custodian and lists affiliations that include broker-dealer activity, other investment adviser roles, CPO/CTA functions, banking relationships, and sponsor/GP roles for pooled vehicles. The client mix includes individual and family clients as well as institutional relationships. The firm’s reporting indicates it performs both discretionary and non-discretionary portfolio management rather than acting solely as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices