Vontobel Swiss Financial Advisers

RIASEC Registered

Total AUM

$11.9B

Discretionary

$5.4B

45% of AUM

Avg account

$3.4M

Accounts

3,488

Employees

105

Advisory reps

Firm details

Headquarters: Zurich,
CRD number: 130668
Registered since: December 3, 2004
Website: www.vontobelsfa.com
Custodians: VONTOBEL SECURITIES LTD.
Fee structure: Percentage of AUM
Client types: HNWI77.89%
Corporations / Businesses17.25%
Individuals3.61%
Charitable Organizations0.64%
Other0.62%
Services: Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Vontobel Swiss Financial Advisers is a corporate wealth manager and broker-dealer that has been SEC-registered since 2004. The firm serves both individual and family clients as well as institutional accounts, offering portfolio management services for individuals and small businesses. It charges fees as a percentage of assets under management and is identified as a qualified custodian in its filings. The firm combines broker-dealer activity with several industry roles—its affiliations include acting as an investment adviser, involvement with commodity pool operator/CTA activity, banking/thrift institution links, and sponsor or managing member roles for pooled vehicles. Ownership is listed as a mix of foreign entity and individual. Vontobel Swiss Financial Advisers also indicates it is an active ESG investor.