Von Borstel & Associates
Firm details
- Headquarters
- The Dalles, Oregon
- CRD number
- 309746
- Registered since
- July 31, 2020
- Website
- vonborstel.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI82.57%
- Individuals17.42%
- Corporations / Businesses0.01%
- Services
- Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Von Borstel & Associates is an independent registered investment adviser organized as a corporation and SEC-registered in 2020. Ownership is held individually rather than by a parent firm. The firm serves both individual & family clients and institutional accounts, offering financial planning, portfolio management for individuals and small businesses, and educational seminars and workshops. It also operates as an insurance broker. Its client-fee mix includes percentage-of-assets, hourly charges, and fixed fees. The firm does not position itself as a capital allocator or fund sponsor and is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds84%
- Other9%
- Cash & Cash Equivalents3%
- Exchange Traded Equities2%
- US Government Bonds2%
Owners & executives
1 of 1Sandra Aguirre Piza
Chief Compliance OfficerCRD 4619906
Contacts
3 of 3
Craig Smith
Wealth AdvisorCRD 5324542
Wayne Von Borstel
PresidentCRD 1419351
Anson Lilienthal
Relationship ManagerCRD 7189315
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 21Active vs passive
$474M in ETFs
<1%
$1.4M
100%
$473M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL US CORE EQUITY 2 ETF (DFAC) | Dimensional | Active | Large Blend | $156M | 3,511,436 | 32.84% |
Location
The Dalles, OR
Wasco
Location
The Dalles, OR
Headquartered in The Dalles, OR, in the West of the United States.
- Region
- West
- County
- Wasco
- Address
- 308 E 3rd St
- Time zone
- PT (UTC-8)
- Office locations
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