Vivifi Planning

RIASEC Registered
Total AUM
$10.5M
Discretionary
$10.5M
100% of AUM
Avg account
$145K
Accounts
72
Employees
2
Advisory reps
1

Firm details

Headquarters
,
CRD number
299713
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI80.73%
  • Individuals19.27%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Vivifi Planning operates as an independent registered investment adviser organized as an LLC and owned by an individual. The firm focuses on individual and family clients, offering financial planning, discretionary portfolio management for individuals and small businesses, and pension consulting services. Its billing mix includes percentage-of-AUM fees alongside hourly and fixed-fee engagements, giving flexibility for both ongoing asset management relationships and project-based advice. FINTRX notes the firm is not active on ESG investing and is not positioned as a capital allocator. The adviser appears to run a small, client-focused practice rather than a multi-state or institutional platform.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 92%, US Government Bonds 7%, Cash & Cash Equivalents 1%92%
  • Public Funds/Mutual Funds92%
  • US Government Bonds7%
  • Cash & Cash Equivalents1%

Contacts

1 of 1
  • Andrew Mardock

    Andrew Mardock

    Founder and PresidentCRD 5819336

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth