VICUS CAPITAL, INC.
Firm details
- Headquarters
- STATE COLLEGE, Pennsylvania
- CRD number
- 116021
- Registered since
- October 5, 2001
- Website
- www.vicuscapital.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI69.09%
- Individuals27.48%
- Corporations / Businesses2.26%
- Pension & Profit Sharing Plans1.15%
- Charitable Organizations0.03%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Vicus Capital, Inc. is an independent registered investment adviser that has been operating since 2001 and is privately owned. The firm serves both individual/family clients and institutional accounts, and it acts as a capital allocator that selects third‑party managers alongside running its own portfolio management and financial planning work. Fee arrangements include percentage‑of‑AUM billing as well as hourly and fixed fees, and the firm runs educational seminars and pension consulting/selection-of-advisers services in addition to standard wealth management. The firm identifies as an active ESG investor and integrates those considerations into its manager selection and public-market allocations. Its advisory scope emphasizes financial planning, portfolio management for individuals and small businesses, and selection and oversight of outside advisers.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds86%
- Exchange Traded Equities7%
- Cash & Cash Equivalents7%
Owners & executives
3 of 6DIANA DEFRATE
Founder & CEOCRD 4522566
SCOTT HOLSTEIN
President, CEOCRD 1725281
VINCENT ANDERSON
Owner, President & CEOCRD 845206
Contacts
3 of 83LAINEY HAUSER
Wealth AdvisorCRD 7732201
ANTHONY BRISELLI
Investment Advisor Representative, Registered RepresentativeCRD 2835153
JACQUELINE WIGFIELD
Vice President of OperationsCRD 6577344
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 198Active vs passive
$1.8B in ETFs
69%
$1.3B
11%
$571M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $173M | 2,262,820 | 9.49% |
Location
STATE COLLEGE, PA
CENTRE
Location
STATE COLLEGE, PA
Headquartered in STATE COLLEGE, PA, anchoring the State College-DuBois, PA metro in the Northeast.
- Metro area
- State College-DuBois, PA
- Region
- Northeast
- County
- CENTRE
- Address
- 476 Rolling Ridge Dr
- Time zone
- ET (UTC-5)
- Office locations
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