VIA IV INVESTMENTS, LLC

RIASEC RegisteredEst. 2021
Total AUM
$222M
Discretionary
$222M
100% of AUM
Avg account
$417K
Accounts
532
Employees
4
Advisory reps
4

Firm details

Headquarters
BURR RIDGE, Illinois
CRD number
121992
Registered since
February 16, 2021
Website
viaiv.com
Custodians
NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • HNWI57.56%
  • Individuals42.44%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

VIA IV Investments, LLC is a small, SEC-registered investment advisory firm formed as a limited liability company and registered in 2021. The firm is owner-operated and concentrates on serving individual and family clients, offering portfolio management specifically tailored for individuals and small businesses. Its fee arrangements include asset-based fees, performance-linked fees, and other custom fee structures. VIA IV does not position itself as an ESG-focused manager.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 85%, Other 15%85%
  • Public Funds/Mutual Funds85%
  • Other15%

Contacts

3 of 4
  • NICHOLAS LEFTAKES

    Registered Investment AdvisorCRD 1729929

  • SCOTT MANN

    Investment Adviser RepresentativeCRD 2777511

  • JEFFREY HOLLAND

    Professional Money ManagerCRD 2349981

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

BURR RIDGE, IL

DU PAGE

Location

BURR RIDGE, IL

Headquartered in BURR RIDGE, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
DU PAGE
Address
1333 Burr Ridge Pkwy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth