Vestgen Advisors, LLC

RIASEC RegisteredEst. 2022
Total AUM
$6.7B
Discretionary
$5.7B
85% of AUM
Avg account
$292K
Accounts
22,790
Employees
165
Advisory reps
64

Firm details

Headquarters
Chicago, Illinois
CRD number
318657
Registered since
March 4, 2022
Website
vestgen.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, PERSHING ADVISORS SOLUTIONS LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI51.43%
  • Individuals48.57%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Vestgen Advisors, LLC is an independent registered investment adviser that describes itself as a capital allocator for individual and family clients. The firm registered with the SEC in 2022 and provides a mix of financial planning, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. Its fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. Vestgen is not identified as an active ESG investor in the available data and it acts as a conduit to third-party managers as part of its allocation work.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 64%, Exchange Traded Equities 23%, Cash & Cash Equivalents 6%, Other 4%, Non-Exchange Traded Equities 1%, Investment Grade Corp Bonds 1%, Private Funds 1%64%
  • Public Funds/Mutual Funds64%
  • Exchange Traded Equities23%
  • Cash & Cash Equivalents6%
  • Other4%
  • Non-Exchange Traded Equities1%

Owners & executives

3 of 5
  • Timothy Woods

    Timothy Woods

    Chief Legal & Compliance OfficerCRD 4428777

  • Terry Mccaffrey

    Terry Mccaffrey

    CEO & ChairmanCRD 4850382

  • Donald Williams

    Donald Williams

    Chief Operating OfficerCRD 4257940

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Contacts

3 of 59
  • Matthew Evans

    Matthew Evans

    Wealth AdvisorCRD 5762799

  • Rikk Rodriguez

    Rikk Rodriguez

    Wealth AdvisorCRD 5771324

  • Nicholas Withington

    Nicholas Withington

    Wealth Advisor, Managing DirectorCRD 5159616

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 574

Active vs passive

$2.2B in ETFs

Passive

74%

$1.6B

Active

16%

$577M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$137M369,8016.17%
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Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
1 N Franklin St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth