VERMILLION FINANCIAL ADVISORS, INC.

RIASEC RegisteredEst. 2008
Total AUM
$387M
Discretionary
$0
0% of AUM
Avg account
$379K
Accounts
1,021
Employees
10
Advisory reps
6

Firm details

Headquarters
SOUTH BARRINGTON, Illinois
CRD number
119239
Registered since
May 12, 2008
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI77.84%
  • Individuals15.31%
  • Pension & Profit Sharing Plans4.75%
  • Charitable Organizations2.1%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Vermillion Financial Advisors, Inc. is an independent, SEC-registered RIA that has been operating since 2008 and is owned by an individual. The firm serves both individual and family clients as well as institutional investors and describes itself as a capital allocator. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Vermillion’s advisory services span financial planning, portfolio management for individuals, small businesses and institutions, selection of other advisers, pension consulting services, and client education through periodicals and workshops. The firm does not identify as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 51%, Exchange Traded Equities 39%, Cash & Cash Equivalents 4%, State & Local Bonds 2%, Investment Grade Corp Bonds 1%, Derivatives 1%, Private Funds 1%, Other 1%51%
  • Public Funds/Mutual Funds51%
  • Exchange Traded Equities39%
  • Cash & Cash Equivalents4%
  • State & Local Bonds2%
  • Investment Grade Corp Bonds1%

Contacts

3 of 6
  • LAURA LA SPISA

    Accounting ManagerCRD 4525984

  • MARK LASPISA

    Managing AdvisorCRD 1600709

  • JEFFREY PEARCE

    Senior Financial AdvisorCRD 1872570

Unlock 3 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

SOUTH BARRINGTON, IL

LAKE

Location

SOUTH BARRINGTON, IL

Headquartered in SOUTH BARRINGTON, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
LAKE
Address
16 Executive Ct
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth