Verity Asset Management

RIASEC Registered

Total AUM

$1.2B

Discretionary

$1.2B

100% of AUM

Avg account

$152K

Accounts

7,603

Employees

Advisory reps

Firm details

Headquarters: Durham, North Carolina
CRD number: 158667
Registered since: May 26, 2006
Website: www.verityinvest.com
Custodians: AXOS CLEARING LLC, FIDELITY DISTRIBUTORS COMPANY LLC, TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI37.61%
Individuals35.67%
Other Investment Advisers16.09%
Investment Companies7.89%
Pension & Profit Sharing Plans2.72%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Verity Asset Management is a corporation that provides advice to both individual/family and institutional clients. The firm is SEC-registered (initial registration recorded in 2006) and bills using a mix of percentage-of-AUM, hourly, and fixed-fee arrangements. Core service offerings include financial planning and portfolio management across individuals, small businesses, investment companies, and institutional/business clients, plus selection of other advisers. The firm reports relationships with broker-dealers, other registered advisers, accounting firms, and insurance companies. Verity does not identify as an active ESG investor.