Vault Financial, LLC
Firm details
- Headquarters
- ,
- CRD number
- 146609
- Website
- www.vaultfinancial.net
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals100%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Vault Financial, LLC is a limited liability company operating as a non-independent retail registered investment adviser focused on individual and family clients. The firm combines portfolio management for individuals and small businesses with insurance brokerage activities and lists an insurance company among its industry affiliations. Ownership is individual, and its advisory fees are charged via a mix of percentage-of-AUM, hourly, and fixed-fee arrangements. Vault Financial does not position itself as a capital allocator, is not active on ESG mandates, and is not registered as a multi-state or pension consultant adviser.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds53%
- Cash & Cash Equivalents25%
- Exchange Traded Equities14%
- State & Local Bonds6%
- US Government Bonds2%
Contacts
1 of 1
Branch Johnson
President and OwnerCRD 4765098
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
Similar firms
Sands Wealth Strategies, LLC
RIAThe Aspen Equity Group
RIAWaco, TX
Wealth Design Consulting, LLC
RIALaramie, WY
DT Investments I LLC
RIAElevate Investment Management, LLC
RIAScottsdale, AZ