Vanguard Personalized Indexing Management
Firm details
- Headquarters
- Oakland, California
- CRD number
- 285366
- Registered since
- January 30, 2019
- Website
- www.justinvest.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- Other Investment Advisers99.4%
- Corporations / Businesses0.58%
- HNWI0.02%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Vanguard Personalized Indexing Management is an LLC that registered with the SEC in 2019 and provides portfolio management focused on individualized indexing solutions. Its client base spans individuals and families as well as institutional relationships, and the firm delivers advisory services aimed primarily at individual and small-business portfolios. Fees are charged as a percentage of assets under management and, in some cases, on an hourly basis. The firm reports an active approach to environmental, social and governance factors within its strategies. It also maintains a broad set of industry linkages—relationships that include broker-dealers, other registered investment advisers, municipal advisory roles, commodity pool/CTA arrangements, banking and trust entities, insurance firms, and sponsorship or managerial roles for pooled investment vehicles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities98%
- Public Funds/Mutual Funds1%
- Cash & Cash Equivalents1%
Owners & executives
3 of 3
Marc Stewart
Chief Compliance OfficerCRD 2688699

John Schadl
Principal, Deputy General Counsel and Chief Compliance OfficerCRD 6931790
Carrie Simons
Chief Financial OfficerCRD 2827235
Contacts
3 of 10
Sherwood Yuen
Senior Portfolio ConsultantCRD 4438121

Patrick Mcdermott
Registered RepresentativeCRD 3180378

John Bendl
PrincipalCRD 6931980
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 67Active vs passive
$93M in ETFs
95%
$88.7M
2%
$4.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $8.1M | 11,771 | 8.69% |
Location
Oakland, CA
Alameda
Location
Oakland, CA
Headquartered in Oakland, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- Alameda
- Address
- 1611 Telegraph Ave
- Time zone
- PT (UTC-8)
- Office locations
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