VANGUARD CAPITAL

Overview

Vanguard Capital is a small, client-focused wealth advisory organized as an LLC that concentrates on direct portfolio management for individuals and small businesses. The firm leans heavily toward equity exposures — both individual stocks and exchange-traded products — and runs discretionary strategies for most of its client base. Its advisory model mixes a percentage-of-AUM fee with hourly billing for select services, which suits a mix of ongoing portfolio relationships and project-based planning work. The firm does not position itself as an ESG specialist and is not set up as a multi-state advisory platform. Since its SEC registration in 2016, Vanguard Capital has emphasized straightforward portfolio construction: core equity holdings supplemented by ETFs, with the addition of traditional retirement and income solutions such as annuities and mutual funds where appropriate. Real estate exposure shows up primarily through REITs and real-estate-related allocations rather than direct property management.

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Public Holdings

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Location & Offices