Vanguard Capital

RIASEC RegisteredEst. 2016
Total AUM
$190M
Discretionary
$190M
100% of AUM
Avg account
$460K
Accounts
414
Employees
5
Advisory reps
5

Firm details

Headquarters
Denver, Colorado
CRD number
285052
Registered since
October 27, 2016
Website
www.vcapwa.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI75.56%
  • Individuals24.44%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Vanguard Capital is an independent registered investment adviser formed as an LLC and operating since 2016. The firm serves individual and family clients with discretionary portfolio management and related advisory services for individuals and small businesses. Ownership is individual, and its fee model combines a percentage-of-assets fee with hourly charges. Vanguard Capital does not position itself as a capital allocator, does not claim active ESG integration, and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 63%, Public Funds/Mutual Funds 15%, US Government Bonds 12%, Cash & Cash Equivalents 12%, Non-Exchange Traded Equities 1%, Derivatives 1%63%
  • Exchange Traded Equities63%
  • Public Funds/Mutual Funds15%
  • US Government Bonds12%
  • Cash & Cash Equivalents12%
  • Non-Exchange Traded Equities1%

Owners & executives

1 of 1

  • Vincent Polivka

    Chief Operations OfficerCRD 1718591

Contacts

3 of 4

  • Jean Suits

    Senior Wealth AdvisorCRD 439468

  • John Blakezuniga

    Senior Wealth AdvisorCRD 1014886

  • John Borcich

    John Borcich

    Managing Partner, Senior Wealth AdvisorCRD 2296945

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 45

Active vs passive

$36.6M in ETFs

Passive

97%

$35.7M

Active

2%

$952K

ETFProviderStyleCategoryValueShares% of portfolio
SCHWAB US LARGE-CAP ETF (SCHX)SchwabPassiveLarge Blend$1.6M55,9014.49%
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Location

Primary office

Denver, CO

Denver

Location

Denver, CO

Headquartered in Denver, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
Denver
Address
999 18th St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth