VALUES FIRST ADVISORS, INC.

RIASEC RegisteredEst. 2009
Total AUM
$215M
Discretionary
$212M
98% of AUM
Avg account
$148K
Accounts
1,455
Employees
12
Advisory reps
7

Firm details

Headquarters
JOHNSON CITY, Tennessee
CRD number
148532
Registered since
July 24, 2009
Custodians
GOLDMAN SACHS CUSTODY SOLUTIONS
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals68.84%
  • HNWI30.17%
  • Charitable Organizations0.99%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Values First Advisors, Inc. is an independent, SEC-registered RIA that has been operating since 2009. The firm is owner-operated and positions itself as a capital allocator for individual and family clients, offering financial planning, portfolio management for individuals and small businesses, and the selection of outside advisers. Its fee arrangements include a percentage of AUM as well as hourly and fixed-fee engagements. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 67%, Public Funds/Mutual Funds 27%, Cash & Cash Equivalents 6%67%
  • Exchange Traded Equities67%
  • Public Funds/Mutual Funds27%
  • Cash & Cash Equivalents6%

Contacts

3 of 7
  • LARRY ELLIS

    Founding PartnerCRD 5310413

  • BENJAMIN NUNN

    President and PartnerCRD 6345560

  • MICHAEL MITCHELL

    Investment Analyst & Portfolio ManagerCRD 5836607

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 41

Active vs passive

$77.9M in ETFs

Passive

79%

$61.9M

Active

19%

$16.1M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD SHORT-TERM TREASURY INDEX FUND (VGSH)VanguardPassiveShort Government$9.6M164,29312.34%

Location

Primary office

JOHNSON CITY, TN

WASHINGTON

Location

JOHNSON CITY, TN

Headquartered in JOHNSON CITY, TN, anchoring the Johnson City-Kingsport-Bristol, TN-VA metro in the South.

Metro area
Johnson City-Kingsport-Bristol, TN-VA
Region
South
County
WASHINGTON
Address
801 Sunset Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth