Valor Financial Securities LLC

Broker-DealerFINRA MemberEst. 2009
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Winter Haven, Florida
CRD number
150726
Registered since
November 5, 2009

Firm profile

FINTRX

Overview

Valor Financial Securities LLC is structured as a limited liability company and has been SEC-registered since 2009. The firm is owned by an individual and is listed as unclassified in FINTRX’s snapshot. Reported firm attributes indicate it does not operate as a capital allocator and does not position itself as an active environmental, social, and governance (ESG) investor. FINTRX data on the firm’s advisory activities, business lines, client segments, and fee structure are sparse, so there is limited public detail about how Valor Financial Securities sources mandates or the client types it serves.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • James Wells

    James Wells

    Portfolio Manager and Chief Investment OfficerCRD 1534949

Contacts

2 of 2
  • Patricia Wells

    Investment Advisor RepresentativeCRD 1233407

  • Dana Delcolle

    AdministrativeCRD 2389552

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Winter Haven, FL

Polk

Location

Winter Haven, FL

Headquartered in Winter Haven, FL, anchoring the Orlando-Lakeland-Deltona, FL metro in the South.

Metro area
Orlando-Lakeland-Deltona, FL
Region
South
County
Polk
Address
521 W Central Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth