VALLEY INVESTMENT MANAGEMENT, LLC

RIASEC Registered
Total AUM
$29.6M
Discretionary
$29.6M
100% of AUM
Avg account
$9.9M
Accounts
3
Employees
1
Advisory reps
1

Firm details

Headquarters
SAN FRANCISCO, California
CRD number
166546
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Valley Investment Management, LLC is an individually owned LLC that operates as a multifaceted fund manager with active roles in hedge funds and private equity. The firm serves an institutional client base and focuses its advisory work on portfolio management for pooled investment vehicles. Compensation is tied to both a percentage of assets under management and performance-based fees. Valley does not identify as an active ESG investor and is not registered as a multistate adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Contacts

1 of 1
  • JOSEPH TO

    Founding PartnerCRD 2679721

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

SAN FRANCISCO, CA

SAN FRANCISCO

Location

SAN FRANCISCO, CA

Headquartered in SAN FRANCISCO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN FRANCISCO
Address
37 Graham St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth