VALLEY BROOK CAPITAL GROUP
Firm details
- Headquarters
- VENETIA, Pennsylvania
- CRD number
- 122460
- Registered since
- July 27, 2018
- Website
- www.valleybrookcg.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI71.2%
- Individuals13.13%
- Pension & Profit Sharing Plans9.59%
- Corporations / Businesses6.08%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Valley Brook Capital Group is an independent registered investment adviser that entered SEC registration in 2018 and is owned by an individual principal. The firm advises both individuals and families as well as institutional clients, charging fees based on a percentage of assets under management and occasional hourly fees. Its core advisory services include financial planning, portfolio management for individuals and small businesses, and pension consulting. Valley Brook reports an affiliation with accounting professionals and does not identify itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities67%
- Public Funds/Mutual Funds14%
- Cash & Cash Equivalents12%
- Investment Grade Corp Bonds4%
- Other2%
Contacts
3 of 6RICHARD TICE
Investment Advisor RepresentativeCRD 7036153
GREGORY MARTIK
PresidentCRD 1296865
Benjamin Martik
AssociateCRD 6774926
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 17Active vs passive
$7.4M in ETFs
87%
$6.4M
11%
$985K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO SEMICONDUCTORS ETF (PSI) | Invesco | Passive | Technology | $1M | 11,020 | 14.04% |
Location
VENETIA, PA
WASHINGTON
Location
VENETIA, PA
Headquartered in VENETIA, PA, anchoring the Pittsburgh-New Castle-Weirton, PA-OH-WV metro in the Northeast.
- Metro area
- Pittsburgh-New Castle-Weirton, PA-OH-WV
- Region
- Northeast
- County
- WASHINGTON
- Address
- 538 Valley Brook Rd
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
AVANTRA FAMILY WEALTH, INC.
RIAMECHANICSBURG, PA
NEWBRIDGE WEALTH MANAGEMENT
RIABRYN MAWR, PA
THOR FINANCIAL TECHNOLOGIES
RIAGREENSBURG, PA
WEDGEWOOD INVESTORS INC
RIAERIE, PA
YARDLEY WEALTH MANAGEMENT LLC
RIAYARDLEY, PA
ECON WEALTH MANAGEMENT
RIAHARRISBURG, PA