Valley Brook Capital Group
Firm details
- Headquarters
- Venetia, Pennsylvania
- CRD number
- 122460
- Registered since
- July 27, 2018
- Website
- www.valleybrookcg.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI71.2%
- Individuals13.13%
- Pension & Profit Sharing Plans9.59%
- Corporations / Businesses6.08%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Valley Brook Capital Group is an independent, SEC-registered advisory corporation that has been operating since 2018. The firm serves both individual and family clients as well as institutional investors, offering financial planning, portfolio management for individuals and small businesses, and pension consulting. Its fee structure combines a percentage-of-AUM model with hourly charges. Valley Brook does not identify as an active ESG investor and is not structured as a multi-state or related adviser; it is owned by an individual and is not positioned as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities67%
- Public Funds/Mutual Funds14%
- Cash & Cash Equivalents12%
- Investment Grade Corp Bonds4%
- Other2%
Contacts
3 of 6Richard Tice
Investment Advisor RepresentativeCRD 7036153
Gregory Martik
PresidentCRD 1296865
Benjamin Martik
AssociateCRD 6774926
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 19Active vs passive
$10.4M in ETFs
88%
$9.2M
10%
$1.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO SEMICONDUCTORS ETF (PSI) | Invesco | Passive | Technology | $2.1M | 11,425 | 20.63% |
Location
Venetia, PA
Washington
Location
Venetia, PA
Headquartered in Venetia, PA, anchoring the Pittsburgh-New Castle-Weirton, PA-OH-WV metro in the Northeast.
- Metro area
- Pittsburgh-New Castle-Weirton, PA-OH-WV
- Region
- Northeast
- County
- Washington
- Address
- 538 Valley Brook Rd
- Time zone
- ET (UTC-5)
- Office locations
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