Valley Brook Capital Group

RIASEC Registered

Total AUM

$223M

Discretionary

$202M

90% of AUM

Avg account

$607K

Accounts

368

Employees

Advisory reps

Firm details

Headquarters: Venetia, Pennsylvania
CRD number: 122460
Registered since: July 27, 2018
Website: www.valleybrookcg.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges
Client types: HNWI71.2%
Individuals13.13%
Pension & Profit Sharing Plans9.59%
Corporations / Businesses6.08%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Valley Brook Capital Group is an independent registered investment adviser that registered with the SEC in 2018. The firm is structured as a corporation with individual ownership and serves both individual/family clients and institutional relationships. Its advisory work centers on financial planning, portfolio management for individuals and small businesses, and pension consulting. Fee arrangements include a percentage-of-assets model alongside hourly charges. Valley Brook positions itself as a manager that leans toward equity exposure while retaining access to fixed income and insurance solutions for clients. The firm lists an industry affiliation with an accountant and uses third-party managers for certain alternative allocations.