UPWELLING CAPITAL GROUP LLC
Firm details
- Headquarters
- DAVIS, California
- CRD number
- 164653
- Registered since
- April 23, 2025
- Website
- upwellingcapital.com
Firm profile
FINTRXOverview
Upwelling Capital Group LLC is a limited liability company that operates primarily as a registered representative of a broker-dealer and also serves as sponsor, general partner and managing member for pooled investment vehicles. The firm completed SEC registration in 2025 and is owned by a combination of a domestic entity and individual ownership. It does not position itself as a separate capital allocator, does not operate as a multi-state adviser, and is not identified as an active ESG investor.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 3JONCARLO MARK
PartnerCRD 6249625
Nicole Kane
CRD 8245632
ERIC GREEN
PartnerCRD 4432236
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
DAVIS, CA
YOLO
Location
DAVIS, CA
Headquartered in DAVIS, CA, anchoring the Sacramento-Roseville, CA metro in the West.
- Metro area
- Sacramento-Roseville, CA
- Region
- West
- County
- YOLO
- Address
- 2820 5th St
- Time zone
- PT (UTC-8)
- Office locations
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