Upholdings
Firm details
- Headquarters
- Nashville, Tennessee
- CRD number
- 301340
- Registered since
- November 12, 2020
- Website
- www.upholdings.com
- Custodians
- INTERACTIVE BROKERS LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI100%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Upholdings is an independent LLC that provides advisory services to individual and family clients, with a focus on financial planning and portfolio management for individuals and small businesses. The firm charges both percentage-of-AUM and fixed fees. It lists state registration in California, South Carolina, and Tennessee. Upholdings does not identify as an active ESG investor and does not serve as a capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds59%
- Exchange Traded Equities41%
Contacts
2 of 2
Robert Cantwell
FounderCRD 4810588
Roman Puglise
Investment Adviser RepresentativeCRD 7660857
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Nashville, TN
Davidson
Location
Nashville, TN
Headquartered in Nashville, TN, anchoring the Nashville-Davidson--Murfreesboro, TN metro in the South.
- Metro area
- Nashville-Davidson--Murfreesboro, TN
- Region
- South
- County
- Davidson
- Address
- 1030 16th Ave S
- Time zone
- CT (UTC-6)
- Office locations
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