UPBEAT WEALTH

RIASEC Registered

Total AUM

$14.6M

Discretionary

$14.6M

100% of AUM

Avg account

$154K

Accounts

Employees

Advisory reps

Firm details

Headquarters: NEW ORLEANS, Louisiana
CRD number: 314880
Website: www.upbeatwealth.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI71.51%
Individuals28.49%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Upbeat Wealth operates as a small, independent registered investment adviser organized as a limited liability company and run by an individual owner. The firm serves individuals and families, providing financial planning and portfolio management for retail clients and small businesses, along with pension consulting and educational workshops. Fee arrangements are flexible and include percentage-of-AUM billing, hourly charges and fixed fees. Investment positioning is straightforward: the firm places the bulk of client capital into pooled public funds and mutual funds for core equity and fixed‑income exposure, while supplementing client portfolios with third‑party real estate strategies. Upbeat Wealth does not identify as an active ESG investor. The firm reports all of its assets as discretionary, indicating portfolio decisions for clients are executed under discretionary authority.