Up Financial USA Inc.
Firm details
- Headquarters
- Calgary Alberta,
- CRD number
- 326602
- Registered since
- June 20, 2023
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI79.27%
- Individuals20.73%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Up Financial USA Inc. is a corporate-structured registered investment adviser that began SEC registration in 2023. The firm positions itself as a small advisory practice focused on financial planning and portfolio management for individuals and small businesses. Ownership is listed as a mix of a foreign entity and an individual, and the firm charges clients on a percentage-of-assets-under-management basis. It is not flagged as an ESG investor, multi-state adviser, pension consultant, capital allocator, or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities95%
- Cash & Cash Equivalents5%
Contacts
2 of 2
Nathan Wood
DirectorCRD 7729925
Elijah Kirchmaier
Co-FounderCRD 7729923
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Calgary Alberta, null
Location
Calgary Alberta, null
Headquartered in Calgary Alberta, null.
- Address
- 396 11th Ave Sw
- Office locations
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