Up Financial USA Inc.
Firm details
- Headquarters
- Calgary,
- CRD number
- 326602
- Registered since
- June 20, 2023
- Website
- upfinancial.ca
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI79.27%
- Individuals20.73%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Up Financial USA Inc. is a corporate registered investment adviser that lists SEC registration in 2023. The firm serves individuals and small businesses with portfolio management and financial planning services and charges clients on a percentage-of-AUM basis. Ownership is reported as a combination of a foreign entity and an individual. The firm does not identify as an ESG investor, is not multi-state, and is not positioned as a capital allocator or pension consultant. Industry affiliations include relationships with another investment adviser and an insurance company.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities95%
- Cash & Cash Equivalents5%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Calgary, null
Location
Calgary, null
Headquartered in Calgary, null.
- Address
- 1020 396 11 Ave Sw
- Office locations
Similar firms
Westchester Wealth Advisors, LLC
RIARye Brook, NY
Castle Capital Management
RIAIrvine, CA