UOB GLOBAL CAPITAL LLC

RIASEC RegisteredEst. 2012

Total AUM

$96.8M

Discretionary

$96.8M

100% of AUM

Avg account

$32.3M

Accounts

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 160659
Registered since: March 30, 2012
Website: www.uobglobal.com
Fee structure: Percentage of AUM, Other
Client types: Pooled Investment Vehicles100%
Services: Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

UOB Global Capital LLC is an LLC that operates as both an independent registered investment adviser and a private equity fund sponsor. The firm, SEC-registered since 2012, serves primarily institutional clients and positions itself as a capital allocator that manages pooled investment vehicles. Its advisory activity centers on portfolio management for pooled funds, and it also acts in sponsor/GP and managing-member roles for its vehicles. The firm reports being an active ESG investor. Fee arrangements include percentage-of-AUM billing alongside other fee structures. Ownership is listed as a mix of a domestic entity and an individual. UOB Global Capital has relationships across the financial ecosystem: it is affiliated with broker-dealer activity, other investment advisers, banking or thrift institutions, and it serves as sponsor/manager of pooled investment vehicles. The firm is not a multistate adviser and does not present itself as a pension consultant or related adviser.