Universal Wealth Management LLC
Firm details
- Headquarters
- Surprise, Arizona
- CRD number
- 333585
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI58.93%
- Individuals41.07%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Universal Wealth Management LLC is a small, owner-operated independent registered investment adviser structured as an LLC. The firm provides discretionary portfolio management primarily for individual and family clients and small businesses, charging fees as a percentage of assets under management. Its practice is not positioned as an ESG-focused or pension-consulting adviser and it does not identify as a multi-state or capital-allocating organization in regulatory filings.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities80%
- US Government Bonds5%
- State & Local Bonds5%
- Investment Grade Corp Bonds5%
- Cash & Cash Equivalents5%
Contacts
3 of 6
William Mitton
Financial AdvisorCRD 4187917
Brian Smalley
OwnerCRD 5575649
Reed Austin
Investment Advisor RepresentativeCRD 6680147
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Surprise, AZ
Maricopa
Location
Surprise, AZ
Headquartered in Surprise, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.
- Metro area
- Phoenix-Mesa, AZ
- Region
- West
- County
- Maricopa
- Address
- 15331 W Bell Rd
- Time zone
- MT (UTC-7)
- Office locations
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