Unified Retirement Planning Group

RIASEC RegisteredEst. 2026
Total AUM
$197M
Discretionary
$188M
95% of AUM
Avg account
$428K
Accounts
460
Employees
2
Advisory reps
2

Firm details

Headquarters
Briarcliff Manor, New York
CRD number
341550
Registered since
May 11, 2026
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Unified Retirement Planning Group is an individually owned advisory firm that serves individual and family clients. The firm charges fees by percentage of assets under management and also offers hourly and fixed-fee engagement options. It does not identify as an active ESG investor, is not registered as a multi-state adviser, and does not present itself as a pension consultant or capital allocator. The firm lists an insurance company affiliation, which may reflect partnerships or product access tied to insurance wrappers.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 83%, Exchange Traded Equities 9%, Private Funds 5%, Cash & Cash Equivalents 3%83%
  • Public Funds/Mutual Funds83%
  • Exchange Traded Equities9%
  • Private Funds5%
  • Cash & Cash Equivalents3%

Contacts

2 of 2
  • Peter Gallagher

    Peter Gallagher

    Founder and Managing DirectorCRD 2500394

  • Ruth Thortvedt

    CRD 7038795

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Briarcliff Manor, NY

Westchester

Location

Briarcliff Manor, NY

Headquartered in Briarcliff Manor, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Westchester
Address
59 Sunset Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth