Unified Retirement Planning Group

RIASEC Registered
Total AUM
$197M
Discretionary
$188M
95% of AUM
Avg account
$428K
Accounts
460
Employees
2
Advisory reps
2

Firm details

Headquarters
Briarcliff Manor, New York
CRD number
341550
Registered since
May 11, 2026
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Unified Retirement Planning Group is an independent, individual-owned registered investment adviser that focuses on serving individual and family clients. The firm provides financial planning, portfolio management for individuals and small businesses, and acts as a capital allocator by selecting and working with third-party managers. Its fee arrangements include asset-based fees, hourly charges, and fixed-fee engagements. According to its filings, the firm does not position itself as an active ESG investor and operates its advisory practice from a single-state footprint.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 83%, Exchange Traded Equities 9%, Private Funds 5%, Cash & Cash Equivalents 3%83%
  • Public Funds/Mutual Funds83%
  • Exchange Traded Equities9%
  • Private Funds5%
  • Cash & Cash Equivalents3%

Contacts

2 of 2
  • Peter Gallagher

    Peter Gallagher

    Founder and Managing DirectorCRD 2500394

  • Ruth Thortvedt

    CRD 7038795

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Briarcliff Manor, NY

Westchester

Location

Briarcliff Manor, NY

Headquartered in Briarcliff Manor, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Westchester
Address
59 Sunset Dr
Time zone
ET (UTC-5)
Office locations

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