Unest Securities, LLC

Broker-DealerFINRA MemberEst. 2021
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Laramie, Wyoming
CRD number
309955
Registered since
May 18, 2021

Firm profile

FINTRX

Overview

Unest Securities, LLC is organized as a limited liability company and was first registered with the SEC in 2021. Public filings categorize the firm as unclassified and list its owner type as a domestic entity/individual. The available disclosures are sparse: the firm does not identify itself as a capital allocator, an active ESG investor, a multistate adviser, a pension consultant, or a related adviser. The firm has not provided descriptive detail on its business lines, client segments, fee schedules, or advisory activities in the source data. That paucity of disclosure makes it difficult to infer an investment philosophy or target client profile from public records alone.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Charles Finch

    Chief Compliance OfficerCRD 2326757

Contacts

2 of 2
  • Richard Mattera

    FinOpCRD 2246513

  • William Thatcher

    William Thatcher

    Registered RepresentativeCRD 2564782

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Laramie, WY

Albany

Location

Laramie, WY

Headquartered in Laramie, WY, in the West of the United States.

Region
West
County
Albany
Address
221 S 2nd St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth