Unest Securities, LLC

Broker-DealerFINRA MemberEst. 2021
Total AUM
—
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Laramie, Wyoming
CRD number
309955
Registered since
May 18, 2021

Firm profile

FINTRX

Overview

Unest Securities, LLC is organized as a limited liability company and appears in SEC records with a registration date of 2021. The ownership is listed as a combination of a domestic entity and an individual. The firm is categorized as unclassified in the available profile and is not identified as a capital allocator. The profile indicates a narrow regulatory footprint: it is not registered as a multi-state adviser, does not position itself as an active ESG investor, and is not flagged as a pension consultant or related adviser. Several typical operational fields—fee structure, client base, business activities and advisory activities—are not disclosed in the available material, and the firm has not supplied information about its external activities or affiliations.

Assets & Accounts

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Charles Finch

    Chief Compliance OfficerCRD 2326757

Contacts

2 of 2
  • William Thatcher

    William Thatcher

    Registered RepresentativeCRD 2564782

  • Scott Stewart

    Scott Stewart

    Principal ConsultantCRD 6977422

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Laramie, WY

Albany

Location

Laramie, WY

Headquartered in Laramie, WY, in the West of the United States.

Region
West
County
Albany
Address
221 S 2nd St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth