UNEST SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2021
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
LARAMIE, Wyoming
CRD number
309955
Registered since
May 18, 2021

Firm profile

FINTRX

Overview

Unest Securities, LLC is an SEC-registered limited liability company (registration year 2021). Public records identify its owner type as a combination of a domestic entity and an individual and classify the firm as unclassified. The firm is not identified as a capital allocator, an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. The available source material does not include descriptions of the firm’s advisory activities, business lines, client segments, or fee structure, so there is no public detail on how Unest Securities positions itself in the market or what investment services it actively offers.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • CHARLES FINCH

    Chief Compliance OfficerCRD 2326757

Contacts

2 of 2
  • RICHARD MATTERA

    FinOpCRD 2246513

  • William Thatcher

    Registered RepresentativeCRD 2564782

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

LARAMIE, WY

ALBANY

Location

LARAMIE, WY

Headquartered in LARAMIE, WY, in the West of the United States.

Region
West
County
ALBANY
Address
221 S 2nd St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth