Unest Securities, LLC
Firm details
- Headquarters
- Laramie, Wyoming
- CRD number
- 309955
- Registered since
- May 18, 2021
- Website
- www.unest.co
Firm profile
FINTRXOverview
Unest Securities, LLC is organized as a limited liability company and was first registered with the SEC in 2021. Public filings categorize the firm as unclassified and list its owner type as a domestic entity/individual. The available disclosures are sparse: the firm does not identify itself as a capital allocator, an active ESG investor, a multistate adviser, a pension consultant, or a related adviser. The firm has not provided descriptive detail on its business lines, client segments, fee schedules, or advisory activities in the source data. That paucity of disclosure makes it difficult to infer an investment philosophy or target client profile from public records alone.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1Charles Finch
Chief Compliance OfficerCRD 2326757
Contacts
2 of 2Richard Mattera
FinOpCRD 2246513

William Thatcher
Registered RepresentativeCRD 2564782
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Laramie, WY
Albany
Location
Laramie, WY
Headquartered in Laramie, WY, in the West of the United States.
- Region
- West
- County
- Albany
- Address
- 221 S 2nd St
- Time zone
- MT (UTC-7)
- Office locations
Similar firms
Savile Capital Markets LLC
Broker-DealerSheridan, WY
Carleton Mckenna Advisors, LLC
Broker-DealerCleveland, OH
Greenbrier Diversified, Inc.
Broker-DealerBeverly Hills, CA
Peak Brokerage Services, LLC
Broker-DealerJupiter, FL
Tc2000 Brokerage, Inc.
Broker-DealerWilmington, NC
Cetera Wealth Services, LLC
Broker-DealerEl Segundo, CA