Unest Securities, LLC

Broker-DealerFINRA MemberEst. 2021
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Laramie, Wyoming
CRD number
309955
Registered since
May 18, 2021

Firm profile

FINTRX

Overview

Unest Securities, LLC is registered as a limited liability company and appears in FINTRX as an SEC-registered entity since 2021. The dataset identifies the owner type as a mix of a domestic entity and an individual and classifies the firm as "Unclassified." Several regulatory/activity flags in the snapshot indicate the firm is not a capital allocator, is not an active ESG investor, does not operate as a multistate adviser, and is not listed as a pension consultant or related adviser. The FINTRX record includes minimal operational detail: client segments, fee arrangements, specific business lines, and advisory activities are not reported in the available data. That lack of descriptive information limits visibility into how the firm sources or manages client business.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Charles Finch

    Chief Compliance OfficerCRD 2326757

Contacts

2 of 2
  • Richard Mattera

    FinOpCRD 2246513

  • William Thatcher

    William Thatcher

    Registered RepresentativeCRD 2564782

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Laramie, WY

Albany

Location

Laramie, WY

Headquartered in Laramie, WY, in the West of the United States.

Region
West
County
Albany
Address
221 S 2nd St
Time zone
MT (UTC-7)
Office locations

Similar firms