Unest Securities, LLC
Firm details
- Headquarters
- Laramie, Wyoming
- CRD number
- 309955
- Registered since
- May 18, 2021
- Website
- www.unest.co
Firm profile
FINTRXOverview
Unest Securities, LLC is registered as a limited liability company and appears in FINTRX as an SEC-registered entity since 2021. The dataset identifies the owner type as a mix of a domestic entity and an individual and classifies the firm as "Unclassified." Several regulatory/activity flags in the snapshot indicate the firm is not a capital allocator, is not an active ESG investor, does not operate as a multistate adviser, and is not listed as a pension consultant or related adviser. The FINTRX record includes minimal operational detail: client segments, fee arrangements, specific business lines, and advisory activities are not reported in the available data. That lack of descriptive information limits visibility into how the firm sources or manages client business.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1Charles Finch
Chief Compliance OfficerCRD 2326757
Contacts
2 of 2Richard Mattera
FinOpCRD 2246513

William Thatcher
Registered RepresentativeCRD 2564782
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Laramie, WY
Albany
Location
Laramie, WY
Headquartered in Laramie, WY, in the West of the United States.
- Region
- West
- County
- Albany
- Address
- 221 S 2nd St
- Time zone
- MT (UTC-7)
- Office locations
Similar firms
Savile Capital Markets LLC
Broker-DealerSheridan, WY
Carofin, LLC
Broker-DealerBrevard, NC
AQ Technology Partners LLC
Broker-DealerRedwood City, CA
Ventureaide Capital, LLC
Broker-DealerPhoenix, AZ
Ceiba Financial, LLC
Broker-DealerFullerton, CA
Ameraudi Investment Services LLC
Broker-DealerNew York, NY