ULYSSES MANAGEMENT LLC

RIASEC RegisteredEst. 2012
Total AUM
$1.4B
Discretionary
$1.4B
100% of AUM
Avg account
$355M
Accounts
4
Employees
23
Advisory reps
3

Firm details

Headquarters
New York, New York
CRD number
157251
Registered since
March 30, 2012
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles99.74%
  • Other0.26%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Ulysses Management LLC is an SEC-registered investment manager (since 2012) that operates as a multifaceted fund manager and independent RIA with structures that include hedge funds and private equity funds. The firm functions as a capital allocator for an institutional client base and also serves as a sponsor/GP and managing member of pooled investment vehicles. Its advisory scope emphasizes portfolio management for pooled vehicles and it lists business activities consistent with CPO/CTA responsibilities. Compensation includes both a percentage-of-AUM component and performance-based fees. The firm does not identify as an active ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Private Funds 100%100%
  • Private Funds100%

Owners & executives

1 of 1
  • VINCENT OGNIBENE

    Chief Financial OfficerCRD 6897480

Contacts

2 of 2
  • RICHARD ELLENBOGEN

    CCOCRD 4332073

  • JOSHUA NASH

    Founder and PresidentCRD 2084121

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 5

Active vs passive

$11.4M in ETFs

Passive

100%

$11.4M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
SPDR GOLD TRUST (GLD)State StreetPassiveCommodities Focused$3.7M8,50032.09%

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1 Rockefeller Plz
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth