Ulysses Management LLC

RIASEC RegisteredEst. 2012
Total AUM
$1.4B
Discretionary
$1.4B
100% of AUM
Avg account
$355M
Accounts
4
Employees
23
Advisory reps
3

Firm details

Headquarters
New York, New York
CRD number
157251
Registered since
March 30, 2012
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles99.74%
  • Other0.26%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Ulysses Management LLC is an SEC-registered investment manager formed in 2012 and organized as an LLC. The firm operates as a hybrid hedge fund/private equity manager and positions itself as both a capital allocator and an active sponsor/GP of pooled vehicles. Its client base is institutional, and it provides portfolio management for pooled investment vehicles while also acting in CPO/CTA capacities. Compensation mixes a percentage-of-AUM fee with performance-based fees. The firm is not identified as an active ESG investor and does not report multi-state adviser status.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Private Funds 100%100%
  • Private Funds100%

Owners & executives

1 of 1
  • Vincent Ognibene

    Vincent Ognibene

    Chief Financial OfficerCRD 6897480

Contacts

2 of 2
  • Richard Ellenbogen

    CCOCRD 4332073

  • Joshua Nash

    Founder and PresidentCRD 2084121

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 6

Active vs passive

$18.5M in ETFs

Passive

100%

$18.5M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
SPDR GOLD TRUST (GLD)State StreetPassiveCommodities Focused$9.8M26,50052.79%

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1 Rockefeller Plz
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth