Ulmer Financial

RIASEC Registered
Total AUM
$3.1M
Discretionary
$3.1M
100% of AUM
Avg account
$38.5K
Accounts
81
Employees
1
Advisory reps
2

Firm details

Headquarters
,
CRD number
319222
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals98.12%
  • HNWI1.88%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Ulmer Financial is an independent registered investment adviser organized as an LLC and owned by an individual. The firm serves individuals and families, offering financial planning and portfolio management services directed at individuals and small-business owners. Its billing arrangements include percentage-of-AUM fees as well as hourly and fixed-fee engagements. The firm does not identify as an active ESG investor, is not listed as a multi-state adviser in the snapshot, and does not operate as a capital allocator or related adviser. The SEC registration year is not provided in the available data.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 84%, US Government Bonds 9%, Exchange Traded Equities 5%, Cash & Cash Equivalents 2%84%
  • Public Funds/Mutual Funds84%
  • US Government Bonds9%
  • Exchange Traded Equities5%
  • Cash & Cash Equivalents2%

Contacts

2 of 2
  • Crawford Ulmer

    Crawford Ulmer

    CCOCRD 6748635

  • John Ulmer

    Co-OwnerCRD 7509497

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth