UHLMANN INVESTMENT MANAGEMENT, L.L.C.

Overview

Uhlmann Investment Management, L.L.C. is an SEC-registered limited liability company that provides portfolio management for individuals and small businesses and serves as a capital allocator through selection of other advisers. The firm is fee-based on a percentage of assets under management and also operates broker-dealer and insurance broker activities, giving it distribution and product-access capabilities beyond pure advisory services. Registered in 2018, the firm is organized as a domestic entity with an owner/individual structure and is classified as an allocator that favors equities as its primary exposure. The firm reports that it is not an active ESG investor. Uhlmann runs both discretionary and non-discretionary mandates and acts as a manager-of-managers when appropriate, sourcing third-party alternative managers and mutual funds to complement its public market holdings. Although the firm’s registration indicates it is not a multi-state adviser, it maintains a physical footprint across multiple states via eight office locations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices