UG Investment Advisers Ltd.

RIASEC RegisteredEst. 2013

Total AUM

$4.7B

Discretionary

$0

0% of AUM

Avg account

$2.3B

Accounts

2

Employees

39

Advisory reps

5

Firm details

Headquarters: Taipei,
CRD number: 167183
Registered since: July 26, 2013
Website: www.ugfunds.com
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles100%
Services: Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

UG Investment Advisers Ltd. is an SEC-registered institutional RIA (since 2013) that operates primarily as a manager of pooled investment vehicles and has activity consistent with CPO/CTA responsibilities. The firm serves institutional clients and is owned by a mix of a foreign entity and an individual. Its fee model combines a percentage-of-AUM component with performance-based fees, indicating compensation tied to fund-level performance in addition to asset-based charges. The firm identifies itself as an active ESG investor, which suggests ESG factors are considered in its investment process across strategies.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

3 of 4

Ming Wang
Chief Compliance OfficerCRD 6174450
Jui Tsai
Chief Investment OfficerCRD 6174453
Ming Wang
Chief Executive OfficerCRD 6174449

Unlock 1 more executives →

Contacts

1 of 1

Tsui Yang
Administrative DirectorCRD 7165340

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 1

Active vs passive

$4.2M in ETFs

Passive

100%

$4.2M

Active

0%

$0

ETF	Provider	Style	Category	Value	Shares	% of portfolio
PROSHARES TRUST VIX SHORT-TERM FUTURES (VIXY)	ProShares	Passive	Trading Miscellaneous	$4.2M	195,325	100.00%

Primary office

Taipei, null

Location

Taipei, null

Headquartered in Taipei, null.

Address: 11f No 95 Section 2 Dunhua S Rd
Office locations

Similar firms

Bragg Financial Advisors Inc

Charlotte, NC

AUM $4.7BTEAM 39REPS 17

Route One Investment Company, L.P.

San Francisco, CA

AUM $4.7BTEAM 20REPS 4

Clearwater Management Co, Inc.

Saint Paul, MN

AUM $4.7BTEAM 1REPS 12

Yaupon Capital Management LP

New York, NY

AUM $4.7BTEAM 20REPS 7

MCF Advisors, LLC

Lexington, KY

AUM $4.7BTEAM 55REPS 33

Pacific Financial Group, LLC

Nashville, TN

AUM $4.7BTEAM 20REPS 5