UG Investment Advisers Ltd.

RIASEC Registered

Total AUM

$3.5B

Discretionary

$0

0% of AUM

Avg account

$1.8B

Accounts

2

Employees

40

Advisory reps

5

Firm details

Headquarters: Taipei,
CRD number: 167183
Registered since: July 26, 2013
Website: www.ugfunds.com
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles100%
Services: Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

UG Investment Advisers Ltd. is an institutional registered investment adviser that appears structured as a foreign entity with individual ownership and has been SEC-registered since 2013. The firm focuses on serving institutional clients and operates with a business profile that includes commodity pool operator/commodity trading adviser (CPO/CTA) activities and portfolio management for pooled investment vehicles. Its fee model mixes a percentage-of-assets component with performance-based fees. UG Investment Advisers Ltd. identifies as an active ESG investor and is not organized as a multi-state adviser or pension consultant. The firm does not position itself as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

3 of 4

Ming Wang
Chief Executive OfficerCRD 6174449
Ming Wang
Chief Compliance OfficerCRD 6174450
Jui Tsai
Chief Investment OfficerCRD 6174453

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Contacts

1 of 1

Tsui Yang
Administrative DirectorCRD 7165340

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 1

Active vs passive

$4.2M in ETFs

Passive

100%

$4.2M

Active

0%

$0

ETF	Provider	Style	Category	Value	Shares	% of portfolio
PROSHARES TRUST VIX SHORT-TERM FUTURES (VIXY)	ProShares	Passive	Trading Miscellaneous	$4.2M	195,325	100.00%

Primary office

Taipei, null

Location

Taipei, null

Headquartered in Taipei, null.

Address: 11f No 95 Section 2 Dunhua S Rd
Office locations

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