UCAP AMERICAS

RIASEC RegisteredEst. 2014
Total AUM
$208M
Discretionary
$179M
86% of AUM
Avg account
$1.1M
Accounts
184
Employees
14
Advisory reps
13

Firm details

Headquarters
MIAMI, Florida
CRD number
170846
Registered since
May 6, 2014
Website
ucapamericas.com
Custodians
STONEX FINANCIAL INC., CHARLES SCHWAB & CO., INC., CAPITAL UNION BANK LTD
Fee structure
Percentage of AUM, Other
Client types
  • Corporations / Businesses68.97%
  • HNWI29.86%
  • Individuals1.17%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Ucap Americas is a privately held limited liability company that acts as a capital allocator for both individual/family and institutional clients. Registered as an SEC adviser in 2014, the firm provides discretionary portfolio management for individuals, small businesses, and institutions, and also offers selection-of-other-advisers services and pension consulting. Its fee model includes a percentage-of-AUM component alongside other fee arrangements. Ucap Americas is not positioned as an ESG-focused investor and does not present itself as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 34%, US Government Bonds 18%, Public Funds/Mutual Funds 17%, Non-Investment Grade Corp Bonds 13%, Investment Grade Corp Bonds 9%, Cash & Cash Equivalents 7%, Sovereign Bonds 1%, Derivatives 1%34%
  • Exchange Traded Equities34%
  • US Government Bonds18%
  • Public Funds/Mutual Funds17%
  • Non-Investment Grade Corp Bonds13%
  • Investment Grade Corp Bonds9%

Owners & executives

3 of 3

  • Dinah Caratini

    Chief Compliance OfficerCRD 2757383

  • JUAN MASSENS

    COOCRD 2802360

  • SIXTO CAMPANO

    Chief Executive OfficerCRD 1567239

Contacts

3 of 10

  • GUSTAVO GELVEZ

    Senior Operations OfficerCRD 4969375

  • LUIS JOCELYN-HOLT

    Managing DirectorCRD 2721821

  • GEORGE GANDARIAS

    Registered RepresentativeCRD 2083156

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

MIAMI, FL

MIAMI DADE

Location

MIAMI, FL

Headquartered in MIAMI, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
MIAMI DADE
Address
1221 Brickell Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth