TWEDDELL GOLDBERG INVESTMENT MANAGEMENT

RIASEC RegisteredEst. 2015
Total AUM
$96.9M
Discretionary
$46.4M
48% of AUM
Avg account
$850K
Accounts
114
Employees
2
Advisory reps
2

Firm details

Headquarters
,
CRD number
141634
Registered since
April 1, 2015
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI82.94%
  • Individuals13.64%
  • Pension & Profit Sharing Plans3.42%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Tweddell Goldberg Investment Management LLC is an independent registered investment adviser that began SEC registration in 2015 and is owned by an individual. The firm serves primarily individuals, families and some institutional clients, providing financial planning and portfolio management services targeted at individuals and small businesses. Its fee model combines a percentage-of-AUM approach with hourly billing for certain engagements. The adviser does not identify as an active ESG investor, is not a multi-state adviser, and does not serve as a pension consultant or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 50%, Exchange Traded Equities 29%, Non-Exchange Traded Equities 16%, US Government Bonds 2%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%50%
  • Public Funds/Mutual Funds50%
  • Exchange Traded Equities29%
  • Non-Exchange Traded Equities16%
  • US Government Bonds2%
  • State & Local Bonds1%

Contacts

2 of 2
  • PETER KENDALL

    Investment Advisor RepresentativeCRD 1755772

  • JEROLD TWEDDELL

    MemberCRD 451010

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth