TUMOLO WEALTH MANAGEMENT LLC

RIASEC RegisteredEst. 2026
Total AUM
$134M
Discretionary
$134M
100% of AUM
Avg account
$210K
Accounts
639
Employees
7
Advisory reps
4

Firm details

Headquarters
EAST LYME, Connecticut
CRD number
330567
Registered since
February 26, 2026
Custodians
3000 SCHWAB WAY, 245 SUMMER STREET
Fee structure
Percentage of AUM
Client types
  • Individuals70.65%
  • HNWI29.35%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Tumolo Wealth Management LLC is an independent registered investment adviser that serves individual and family clients with a fee model based on a percentage of assets under management. The firm positions itself as a capital allocator and provides financial planning, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. Equities are the dominant allocation preference; the firm reports a strong tilt toward exchange-traded equities and uses external managers when appropriate to implement portions of client portfolios. Tumolo Wealth Management LLC is not an active ESG investor and does not operate as a multi-state or pension consultant adviser. The firm maintains an insurance company affiliation.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 92%, US Government Bonds 4%, Cash & Cash Equivalents 3%, Investment Grade Corp Bonds 1%92%
  • Exchange Traded Equities92%
  • US Government Bonds4%
  • Cash & Cash Equivalents3%
  • Investment Grade Corp Bonds1%

Contacts

3 of 4
  • MARK BOBRUFF

    Investment Advisor RepresentativeCRD 4365757

  • KENNETH TUMOLO

    OwnerCRD 6219688

  • Nicholas Tumolo

    Vice President, Investment Advisor RepresentativeCRD 7371129

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

EAST LYME, CT

NEW LONDON

Location

EAST LYME, CT

Headquartered in EAST LYME, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.

Metro area
Hartford-East Hartford, CT
Region
Northeast
County
NEW LONDON
Address
339 Flanders Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth