TUCKER FINANCIAL GROUP

RIASEC RegisteredEst. 2020

Total AUM

$339M

Discretionary

$339M

100% of AUM

Avg account

$85.8K

Accounts

3,950

Employees

Advisory reps

Firm details

Headquarters: MONTGOMERY, Alabama
CRD number: 298292
Registered since: May 13, 2020
Website: tuckerfinancial.net
Custodians: CHARLES SCHWAB & CO., INC., CAPITAL BANK AND TRUST COMPANY
Fee structure: Percentage of AUM, Fixed Fees
Client types: Individuals66.53%
HNWI27.59%
Pension & Profit Sharing Plans4.56%
Corporations / Businesses0.83%
Charitable Organizations0.48%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Tucker Financial Group is an independent, sole-proprietor registered investment adviser that focuses on financial planning and portfolio management for individuals, families and small businesses. The firm acts as an insurance broker in addition to its advisory function, which shapes how it blends investment portfolios with insurance and annuity products. Tucker Financial Group charges a mix of percentage-of-AUM and fixed fees and serves both individual/family and institutional clients. Since registering with the SEC in 2020, the adviser has concentrated on managed, pooled strategies instead of a high-touch direct-equity approach. The firm is not positioned as a multi-state or pension consultant specialist and does not market itself as an ESG investor. Its client base and fee model indicate a hybrid advisory practice that integrates planning and product solutions alongside ongoing discretionary portfolio management.