TRICAPITAL WEALTH MANAGEMENT, INC.

Overview

Tricapital Wealth Management, Inc. is an independent registered investment adviser that positions itself as a boutique wealth manager for individuals and families. The firm is SEC-registered (since 2022) and owned by an individual; it operates with a fee model that mixes a percentage of assets under management and hourly charges. In addition to advisory services, the firm has business activities as a registered representative of a broker-dealer and acts as an insurance broker, which allows it to combine financial planning and portfolio management with brokerage and insurance solutions. Investment emphasis is on publicly traded equities and exchange-traded instruments, supplemented by mutual funds and targeted allocations to third‑party alternative strategies. The firm provides financial planning and discretionary portfolio management for individuals, small businesses and institutional clients, and it manages most client assets on a discretionary basis. Tricapital does not identify as an ESG-focused manager and is not operating as a multi-state adviser.

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Location & Offices