TRANSFORMATION CAPITAL

Exempt Reporting AdvisorFINRA MemberEst. 2020
Total AUM
Accounts
0
Advisory reps
4
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
BOSTON, Massachusetts
CRD number
307367
Registered since
February 21, 2020

Firm profile

FINTRX

Overview

Transformation Capital is structured as a limited partnership that functions primarily as a sponsor and general partner for pooled private investment vehicles. The firm was registered with the SEC in 2020 and positions itself as a manager of venture-focused private funds rather than a traditional advisory practice serving retail or institutional advisory clients. Transformation Capital is not identified as an active ESG investor and does not operate as a multi-state adviser; its principal activities center on forming, managing and servicing pooled investment vehicles where it typically serves as GP or managing member. The firm’s classification and public filings indicate no separate advisory client base or fee schedule for retail or institutional advisory accounts. Its business model is built around fund-level management and capital raising for private vehicles rather than running separately managed accounts or delivering registered investment advisory services to individual household clients.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • KEVIN BROWN

    CFO & COOCRD 6316021

Contacts

3 of 3
  • Jared Kesselheim

    Managing PartnerCRD 6625841

  • MICHAEL DIXON

    Managing PartnerCRD 4975792

  • TODD COZZENS

    t Co-Founder & Managing PartnerCRD 1113962

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

BOSTON, MA

SUFFOLK

Location

BOSTON, MA

Headquartered in BOSTON, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
SUFFOLK
Address
699 Boylston St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth