TRADITION WEALTH MANAGEMENT LLC

RIASEC RegisteredEst. 2004

Total AUM

$2.4B

Discretionary

$2.3B

99% of AUM

Avg account

$427K

Accounts

5,543

Employees

Advisory reps

Firm details

Headquarters: EDINA, Minnesota
CRD number: 128314
Registered since: January 30, 2004
Website: www.traditionwealthmanagement.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI71.36%
Individuals14.34%
Pension & Profit Sharing Plans13.33%
Corporations / Businesses0.96%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Tradition Wealth Management LLC is an independent registered investment adviser formed in 2004 and structured as an LLC owned by an individual. The firm acts as a capital allocator and serves both individuals/families and institutional clients. Its fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. Listed advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. The firm is not marked as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Public Funds/Mutual Funds65%
Exchange Traded Equities16%
Cash & Cash Equivalents11%
US Government Bonds3%
Investment Grade Corp Bonds3%

Owners & executives

1 of 1

Mark Walsingham
Chief Compliance OfficerCRD 5541403

Contacts

3 of 22

CHADWICK SCHUMACHER
Managing Director, Private Wealth Advisor, PartnerCRD 2386491
JACOB TAYLOR
Director Of Sports ManagementCRD 6402410
BRADLEY JOHNSON
Investment Advisor & PartnerCRD 2258491