Tradewinds Investment Advisors, LLC

RIAState Registered
Total AUM
$2.3M
Discretionary
$2.3M
100% of AUM
Avg account
$180K
Accounts
13
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
123458
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Individuals100%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Tradewinds Investment Advisors, LLC is an independent, privately owned advisory firm focused on serving individuals and families with discretionary portfolio management. The firm operates as a limited liability company and charges clients on a percentage-of-AUM basis. Its advisory work covers portfolio management for individuals/small businesses as well as for businesses or institutional clients. The firm reports it is not an active ESG investor and does not identify itself as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 70%, US Government Bonds 20%, Cash & Cash Equivalents 10%70%
  • Exchange Traded Equities70%
  • US Government Bonds20%
  • Cash & Cash Equivalents10%

Owners & executives

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Contacts

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth