Trace Wealth Advisors
Firm details
- Headquarters
- ,
- CRD number
- 317542
- Registered since
- January 3, 2022
- Website
- tracewealthadvisors.com
- Custodians
- LPL FINANCIAL LLC, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI70.11%
- Corporations / Businesses16.65%
- Charitable Organizations12.84%
- Individuals0.4%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Trace Wealth Advisors is an independent, LLC-structured registered investment adviser that began SEC registration in 2022 and is owned by an individual. The firm serves both individual and family clients as well as institutional clients, providing financial planning and discretionary portfolio management for individuals and small businesses. Its fee model combines percentage-of-AUM billing with fixed-fee engagements. Trace Wealth is not staged as a capital allocator and does not identify as an active ESG investor, multi-state adviser, pension consultant, or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds62%
- Cash & Cash Equivalents15%
- Exchange Traded Equities13%
- US Government Bonds5%
- State & Local Bonds3%
Contacts
1 of 1
Peter Heilbron
FounderCRD 5102751
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 34Active vs passive
$118M in ETFs
48%
$56.7M
51%
$61.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI) | Vanguard | Passive | Large Blend | $21.4M | 57,926 | 18.15% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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