Tower Financial Strategies Corp.

Overview

Tower Financial Strategies Corp. operates as a small, client-focused wealth adviser and insurance broker serving individuals and families. The firm emphasizes equity exposure, with a clear tilt toward exchange-traded equities as the primary vehicle for client portfolios. Its advisory role includes selection of other advisers, indicating Tower Financial Strategies coordinates third-party managers and may act as a capital allocator for alternative strategies rather than running those funds in-house. Fee arrangements are flexible — percentage of AUM plus hourly and fixed-fee engagements — which suits a mix of ongoing portfolio oversight and project-based planning work. Regulatory flags in the firm profile show limited geographic reach and no stated ESG emphasis; the business looks built around personalized advice and insurance solutions rather than large-scale institutional mandates. The firm’s use of annuities aligns with its insurance broker activity, while allocations to private equity and hedge funds are handled through external managers when alternatives are used.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices