Topturn Capital, LLC

RIASEC RegisteredEst. 2009

Total AUM

$187M

Discretionary

$167M

89% of AUM

Avg account

$589K

Accounts

318

Employees

Advisory reps

Firm details

Headquarters: Carmel, California
CRD number: 151464
Registered since: September 15, 2009
Website: topturncapital.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI56.26%
Charitable Organizations19.46%
Pension & Profit Sharing Plans11.7%
Individuals10.75%
Corporations / Businesses1.83%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Topturn Capital, LLC is an independent, SEC-registered registered investment adviser formed in 2009 and organized as an LLC. The firm serves both individual/family and institutional clients and acts as a capital allocator, combining portfolio management with financial planning and adviser-selection services. Its advisory offering includes financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, and the selection and monitoring of third-party managers. Fee arrangements include both percentage-of-AUM and fixed-fee structures. Topturn identifies as not primarily focused on ESG integration and does not operate as a multi-state adviser. Topturn reports an insurance company industry affiliation and is owner-operated under an individual ownership model. Its practice model emphasizes outsourced manager relationships in addition to managing client portfolios directly, consistent with its classification as an independent RIA and a firm that selects other advisers.