TOCE FINANCIAL GROUP

Overview

Toce Financial Group is an independent registered investment adviser that focuses on financial planning and portfolio management for individuals and small businesses. The firm charges clients on a percentage-of-AUM basis and also uses fixed fees for certain services, signaling a mix of ongoing advisory relationships and project-based planning engagements. Its client base is primarily individual and family accounts rather than institutional or pension work. Investment activity shows a clear tilt toward public equities: the firm’s stated asset preference is equities and the largest component of client portfolios is exchange-traded securities. Toce Financial Group does not position itself as an ESG-focused manager, and it is not set up as a multi-state adviser or a capital allocator. Services emphasize personalized planning and discretionary portfolio management rather than large-scale institutional solutions.

Assets & Accounts

Public Holdings

Location & Offices