TMC ASSOCIATES LLC

Exempt Reporting AdvisorFINRA MemberEst. 2023
Total AUM
Accounts
0
Advisory reps
3
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
NAPLES, Florida
CRD number
328182
Registered since
December 11, 2023

Firm profile

FINTRX

Overview

TMC Associates LLC is an SEC-registered limited liability company that appears to operate primarily as an adviser to private investment vehicles rather than as a traditional registered investment adviser serving retail advisory accounts. The firm registered with the SEC in 2023 and is identified as an individually owned, unclassified entity. Public filings indicate the firm is not registered as a multi-state adviser, does not position itself as a capital allocator, and is not marked as an active ESG investor. Available disclosures show the firm’s investment activity is concentrated in privately managed vehicles, with the bulk of disclosed activity tied to venture capital funds. That disclosure points to a manager profile focused on sourcing, structuring and overseeing private equity-style investments rather than providing recurring discretionary wealth management services to retail clients.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • LAURENT GHOUZI

    Co-FounderCRD 5525708

  • Benjamin Steiner

    Registered RepresentativeCRD 5661121

  • Laurent Zmiro

    Co-FounderCRD 7802756

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

NAPLES, FL

COLLIER

Location

NAPLES, FL

Headquartered in NAPLES, FL, anchoring the Cape Coral-Fort Myers-Naples, FL metro in the South.

Metro area
Cape Coral-Fort Myers-Naples, FL
Region
South
County
COLLIER
Address
The Merchant Clb
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth