TK MANAGEMENT, LLC
Firm details
- Headquarters
- SANTA FE, New Mexico
- CRD number
- 339827
- Registered since
- March 31, 2026
Firm profile
FINTRXOverview
TK Management, LLC is a small limited liability company that operates as an investment adviser and sponsor, serving as a general partner and managing member of pooled investment vehicles. The firm is SEC-registered (registration year 2026) and listed as owned by an individual. It is not identified as a capital allocator, does not position itself as an active ESG investor, is not a multi-state adviser, and is not described as a pension consultant or related adviser. The firm’s regulatory and activity profile points to a focus on private fund management rather than traditional retail advisory relationships. Its declared activities—Other Investment Adviser and Sponsor, GP, and Managing Member of Pooled Investment Vehicles—indicate primary responsibilities around sourcing, structuring and operating pooled investment vehicles.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1NANCY LEE
CFO and PartnerCRD 6049315
Contacts
2 of 2James Ward
CRD 8247075
STEWART ALSOP
PartnerCRD 6048486
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
SANTA FE, NM
SANTA FE
Location
SANTA FE, NM
Headquartered in SANTA FE, NM, anchoring the Albuquerque-Santa Fe-Las Vegas, NM metro in the West.
- Metro area
- Albuquerque-Santa Fe-Las Vegas, NM
- Region
- West
- County
- SANTA FE
- Address
- 316 Garfield St
- Time zone
- MT (UTC-7)
- Office locations
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