TK MANAGEMENT, LLC

Exempt Reporting AdvisorFINRA MemberEst. 2026
Total AUM
Accounts
0
Advisory reps
3
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
SANTA FE, New Mexico
CRD number
339827
Registered since
March 31, 2026

Firm profile

FINTRX

Overview

TK Management, LLC is a small limited liability company that operates as an investment adviser and sponsor, serving as a general partner and managing member of pooled investment vehicles. The firm is SEC-registered (registration year 2026) and listed as owned by an individual. It is not identified as a capital allocator, does not position itself as an active ESG investor, is not a multi-state adviser, and is not described as a pension consultant or related adviser. The firm’s regulatory and activity profile points to a focus on private fund management rather than traditional retail advisory relationships. Its declared activities—Other Investment Adviser and Sponsor, GP, and Managing Member of Pooled Investment Vehicles—indicate primary responsibilities around sourcing, structuring and operating pooled investment vehicles.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • NANCY LEE

    CFO and PartnerCRD 6049315

Contacts

2 of 2
  • James Ward

    CRD 8247075

  • STEWART ALSOP

    PartnerCRD 6048486

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SANTA FE, NM

SANTA FE

Location

SANTA FE, NM

Headquartered in SANTA FE, NM, anchoring the Albuquerque-Santa Fe-Las Vegas, NM metro in the West.

Metro area
Albuquerque-Santa Fe-Las Vegas, NM
Region
West
County
SANTA FE
Address
316 Garfield St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth