TJ Capital Holdings LLC

RIASEC Registered
Total AUM
$27.7M
Discretionary
$2.4M
9% of AUM
Avg account
$2.3M
Accounts
12
Employees
2
Advisory reps
2

Firm details

Headquarters
,
CRD number
122863
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Corporations / Businesses90.38%
  • HNWI8.57%
  • Individuals1.05%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

TJ Capital Holdings LLC operates as a small, fixed-income–leaning registered investment adviser serving a mix of individual/family and institutional clients. The firm provides portfolio management for both individuals and small businesses as well as for businesses or institutions. Its fee structure combines a percentage of assets under management with the potential for performance-based fees, indicating arrangements that reward outperformance alongside asset-based billing. Investment activity shows a clear preference for capital preservation and income: the largest share of client assets is allocated to U.S. government debt, and the firm lists fixed-income as its stated preference. TJ Capital Holdings LLC is not positioned as a multi-state adviser or pension consultant and reports no active ESG program. It does not act as a capital allocator and is not identified as a related adviser to another firm.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: US Government Bonds 80%, Cash & Cash Equivalents 18%, Non-Exchange Traded Equities 2%80%
  • US Government Bonds80%
  • Cash & Cash Equivalents18%
  • Non-Exchange Traded Equities2%

Contacts

2 of 2
  • Xing Su

    General PartnerCRD 4031195

  • Yafu Guo

    Portfolio ManagerCRD 2702006

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth