Tillman Hartley LLC

RIASEC RegisteredEst. 1999
Total AUM
$746M
Discretionary
$730M
98% of AUM
Avg account
$2.5M
Accounts
302
Employees
5
Advisory reps
4

Firm details

Headquarters
Denver, Colorado
CRD number
109479
Registered since
August 20, 1999
Custodians
CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI85.51%
  • Charitable Organizations13.62%
  • Individuals0.87%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Tillman Hartley LLC is an independent registered investment adviser organized as an LLC and on the SEC register since 1999. The firm serves both individual and family clients and institutional investors, operating as a capital allocator that hires third‑party managers when appropriate. Its advisory services emphasize financial planning, portfolio management for individuals and small businesses, and selection of other advisers. Compensation is primarily percentage‑of‑AUM with the option for fixed fees for some engagements. The firm’s profile shows a tilt toward equity exposure as the primary investment preference and a readiness to incorporate external managers and fund vehicles into client portfolios. The adviser does not identify as an active ESG investor on record.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 49%, Public Funds/Mutual Funds 43%, State & Local Bonds 3%, Cash & Cash Equivalents 3%, US Government Bonds 1%, Investment Grade Corp Bonds 1%49%
  • Exchange Traded Equities49%
  • Public Funds/Mutual Funds43%
  • State & Local Bonds3%
  • Cash & Cash Equivalents3%
  • US Government Bonds1%

Owners & executives

1 of 1
  • Kevin Schwall

    Kevin Schwall

    Chief Executive OfficerCRD 5606521

Contacts

3 of 3
  • Benjamin Cannon

    Benjamin Cannon

    PartnerCRD 6373834

  • Gary Lutes

    Gary Lutes

    PartnerCRD 5907559

  • Michael Lambert

    Michael Lambert

    PartnerCRD 4496136

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 68

Active vs passive

$433M in ETFs

Passive

19%

$81.8M

Active

81%

$351M

ETFProviderStyleCategoryValueShares% of portfolio
DIMENSIONAL US CORE EQUITY 2 ETF (DFAC)DimensionalActiveLarge Blend$73.1M1,647,46516.89%

Location

Primary office

Denver, CO

Denver

Location

Denver, CO

Headquartered in Denver, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
Denver
Address
7900 E Union Ave
Time zone
MT (UTC-7)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth