TIER ONE WEALTH MANAGEMENT

RIASEC RegisteredEst. 2022

Total AUM

$154M

Discretionary

$154M

100% of AUM

Avg account

$334K

Accounts

461

Employees

Advisory reps

Firm details

Headquarters: LONE TREE, Colorado
CRD number: 322893
Registered since: September 19, 2022
Website: www.tieronewm.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges
Client types: HNWI65.66%
Individuals31.33%
Pension & Profit Sharing Plans3.02%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Tier One Wealth Management is an independent registered investment adviser organized as an LLC and registered with the SEC in 2022. The firm is individually owned and serves both individual and family clients as well as institutional accounts. Its advisory practice centers on financial planning and discretionary portfolio management for individuals, small businesses, larger business and institutional clients, and it lists pension consulting among its services. Fee arrangements include asset-based fees and hourly charges. Tier One reports industry relationships with accountants, an insurance company, and a real estate broker.