TIAA KASPICK, LLC

Overview

Tiaa Kaspick, LLC is an SEC-registered advisory firm organized as an LLC and operating since 1986. It serves both individual/family and institutional clients, offering portfolio management for individuals, small businesses, and for business or institutional accounts. Fee arrangements include a percentage-of-AUM model and hourly charges. The firm identifies as an active ESG investor and does not characterize itself as a capital allocator. The firm maintains a wide range of industry relationships and roles: broker-dealer affiliation, other investment adviser activities, registered municipal advisor duties, CPO/CTA functions, ties to banking/thrift institutions and insurance companies, pension consulting, and roles as sponsor/GP/managing member of pooled investment vehicles. Those affiliations suggest the capability to operate or sponsor pooled vehicles while also accessing third-party manager relationships.

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Public Holdings

Investments & Alternatives

Location & Offices