Tiaa Kaspick, LLC

RIASEC Registered

Total AUM

$8.7B

Discretionary

$8.7B

100% of AUM

Avg account

$1.4M

Accounts

6,140

Employees

115

Advisory reps

Firm details

Headquarters: Boston, Massachusetts
CRD number: 104554
Registered since: October 23, 1986
Website: www.kaspick.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges
Client types: Charitable Organizations94.37%
State / Municipal Government4.33%
Individuals1.3%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Tiaa Kaspick, LLC is a limited liability company that is registered with the SEC (registration year 1986). The firm serves both individual and family clients as well as institutional clients, offering portfolio management for individuals, small businesses and for business or institutional clients. Its fees combine a percentage-of-AUM component with the option for hourly billing. The firm identifies as an active ESG investor and maintains a mix of industry roles and affiliations — including broker‑dealer relationships, other investment adviser activity, registered municipal advisor work, CPO/CTA exposure, and ties to banking, insurance and pension-related activity. It also acts as sponsor/GP or managing member of pooled investment vehicles, but is not described as a capital allocator.