Three Oaks Advisory Group, LLC

RIASEC Registered
Total AUM
—
Avg account
$0
Accounts
0
Employees
3
Advisory reps
4

Firm details

Headquarters
Richardson, Texas
CRD number
344348
Registered since
October 20, 2026
Fee structure
Percentage of AUM, Fixed Fees
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Three Oaks Advisory Group, LLC is a newly formed limited liability company that registered with the SEC in 2026. The firm is owned by an individual and identifies itself as a capital allocator that charges either a percentage of assets under management or fixed fees for its services. Its stated advisory activities include financial planning, portfolio management for individuals and small businesses, pension consulting services, and the selection of other advisers. The firm also reports an industry affiliation with an insurance company. The snapshot flags Three Oaks Advisory Group as not being an active ESG investor and as a single-state adviser rather than a multistate practice. The public profile contains a minor inconsistency: pension consulting is listed among the firm’s services while a separate field indicates "Pension Consultant: No." That suggests the firm intends to offer pension-related advisory work but may not hold a specific pension-consultant designation in its registration snapshot.

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Richardson, TX

Dallas

Location

Richardson, TX

Headquartered in Richardson, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Dallas
Address
3400 N Central Expy
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth