Thompson Financial LLC
Firm details
- Headquarters
- ,
- CRD number
- 282915
- Website
- thompsonfinancialllc.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI63.98%
- Individuals36.02%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Thompson Financial LLC is an independent registered investment adviser operating as a limited liability company and owned by an individual principal. The firm serves individual and family clients with a mix of financial planning and discretionary portfolio management, and it also lists pension consulting among its advisory services. Its fee model combines a percentage-of-assets-under-management billing with the option for hourly charges, reflecting a hybrid planning-and-management approach rather than a pure product-distribution model. The firm is not identified as an active ESG investor.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds100%
Contacts
1 of 1Michael Thompson
PrincipalCRD 5105329
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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