Thompson Capital Management, LLC
Firm details
- Headquarters
- ,
- CRD number
- 300993
- Registered since
- April 2, 2019
- Website
- www.thompsoncm.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Other Investment Advisers54.9%
- HNWI42.4%
- Individuals2.43%
- Corporations / Businesses0.27%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Thompson Capital Management, LLC is an independent, SEC-registered registered investment adviser organized as an LLC and operating since 2019. The firm serves both individual and family clients as well as institutional clients, offering financial planning, portfolio management for individuals and small businesses, and pension consulting services. Ownership is held by an individual principal. Thompson is not positioned as a capital allocator and does not market itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds71%
- Cash & Cash Equivalents15%
- Exchange Traded Equities13%
- Non-Exchange Traded Equities1%
Owners & executives
1 of 1
Michael Thompson
CIO and Portfolio ManagerCRD 4169577
Contacts
3 of 3David Thompson
OwnerCRD 445639
David Thompson
Co-Portfolio ManagerCRD 4221116
Thomas Hines
Managing DirectorCRD 2347817
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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