Thompson Capital Management, LLC

RIASEC Registered
Total AUM
$110K
Discretionary
$110K
100% of AUM
Avg account
$27.5K
Accounts
4
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
168773
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Individuals100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Thompson Capital Management, LLC is an independent, individually owned registered investment adviser that focuses on portfolio management for individuals and small businesses. The firm charges a percentage-of-assets fee schedule and also discloses the use of performance-based fees for some client arrangements. It is not set up as a multi-state adviser and is not identified as a capital allocator; environmental, social, and governance (ESG) investing is not listed as an active focus.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 95%, Cash & Cash Equivalents 5%95%
  • Exchange Traded Equities95%
  • Cash & Cash Equivalents5%

Contacts

1 of 1
  • Eric Thompson

    Investment Advisor RepresentativeCRD 6270564

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth