THL Capital Markets, LLC

Broker-DealerFINRA MemberEst. 2022
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Boston, Massachusetts
CRD number
316511
Registered since
September 27, 2022
Website
thl.com

Firm profile

FINTRX

Overview

THL Capital Markets, LLC is a limited liability company that registered with the SEC in 2022. The ownership structure is recorded as a combination of a domestic entity and an individual. The firm is listed as "unclassified" in the available dataset and is not identified as a capital allocator, pension consultant, related adviser, or active ESG investor. It is also not registered as a multi-state adviser. Business activities, advisory focus, client types and fee structure are not disclosed in the provided record.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • Robert Fortino

    Robert Fortino

    Managing PartnerCRD 1905741

  • Gregory Maxon

    Gregory Maxon

    Managing DirectorCRD 5374395

  • Sarah Bush

    Sarah Bush

    Associate DirectorCRD 5841363

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Boston, MA

Suffolk

Location

Boston, MA

Headquartered in Boston, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Suffolk
Address
100 Federal St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth